Hubbard U for multiple sites

This tutorial is suited to those interested in carrying out DFT+U calculations on a system with multiple transition-metal sites.  If, instead, you are only concerned with single-site complexes, check out the original tutorial on calculating the Hubbard U. You may wish to revisit the single-site U tutorial for more background and instruction.


Background: The DFT+U approach in Quantum-ESPRESSO is equipped to not only treat single-site complexes but multiple sites as well.  Typically, the extension to multiple sites is important where there is more than one unique transition-metal in the system or, in rare cases, where an on-site U on ligand atoms is useful in addition to transition-metals.  


The multiple-site, linear-response U is determined from a matrix of linear-response functions of the form[1]:

where the relationship between the perturbation of electrons on site J and the response on site I yields the response function denoted by an index IJ. In order to obtain U for multiple sites, we now invert the converged and bare matrices[1].  The value of U for site I is given by:


where the off-diagonal elements indirectly influence the value of on-site Uthrough the matrix inversion.  


Extensions to this approach in which we treat multiple manifolds on the 

same site - e.g. both 3d and 4s electrons on a transition metal[2] - or directly treat intersite coupling from off-diagonal terms[3] are both possible but neither are currently available in a public version of Quantum-ESPRESSO. These more advanced topics may be discussed in the future.


Instruction: As was the case for single-site, linear-response U calculation, the extension to a matrix of response functions adds little additional computational cost.  We extend the previous case of ground state sextet MnO to include a calculation of linear-response Hubbard U values for both the Mn 3d manifold and the O 2p manifold.


We determine the linear-response U for a multiple-site complex as follows:

  1. Obtain single point energy at zero alpha and store wavefunctions.
  2. Starting from 1, obtain new single point energy at several values ofnon-zero alpha on site J (e.g. -0.08 to 0.08) with tight convergence criteria.
  3. Collect occupations of all sites from first iteration of 2 for bare response and last iteration of 2 for converged response.
  4. Calculate response functions from linear regression of all relationships obtained in 3 via linear regression.
  5. Repeat 2-4 by applying alpha sequentially to each additional non-J site.
  6. Invert the matrices and subtract to obtain each U from diagonal elements.


After carries out calculations, the script calculates response functions and inverts the matrices.  If matplotlib is enabled, we can visualize our results on MnO to obtain the following:

The recalculated U on Mn 3d is now 2.9 eV, reduced from the value of about 3.5 eV obtained when only calculating U on a single site. These two treatments produce slightly different values of U because the multiple-site case includes the effects of O 2p.


Note that we obtain the inverse in 6 routinely for the 2x2 case.  For larger matrices, the script uses the scipy module linalg.  If detects that scipy is not installed, it will write the linear-response matrices and you will need to invert the matrices with the software package of your choosing.  


Summary: The tutorial files, provided also as a zipped archive here, are:

  1. — skeleton script generates input files and runs jobs.
  2. — parses your xyz file to generate run parameters.
  3. — you should change these job and cluster variables!
  4. — dictionary of parameters that should not be changed.
  5. — calculates matrix of U values from results.
  6. other files — pseudopotentials, coordinates for MnO, a readme file.


Advanced note: If you try to run DFT+U on an unconventional element, the code may exit with the error “Pseudopotential not yet inserted”.  In order to circumvent this issue, you will want to modify the files set_hubbard_l.f90 and tabd.f90 in the PW folder of your Quantum-ESPRESSO root directory.


I hope that this tutorial has helped you to better understand how to calculate the linear-response and self-consistent Hubbard U for multiple-site transition metal complexes.  Please email me if you have any additional questions not answered here!



[1] M. Cococcioni  and S. de Gironcoli. Physical Review B 71, 035105 (2005) and references therein for more details.

[2] H. J. Kulik, M. Cococcioni, D. A. Scherlis, and N. Marzari. Physical Review Letters 97, 103001 (2006).

[3] H. J. Kulik and N. Marzari. Journal of Chemical Physics 134, 094103 (2011).

Scripts: DFT+U multiple sites zip archive python script python script python script python script python script

Heather J. Kulik
Heather J. Kulik
Professor of Chemical Engineering and Chemistry